Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Brian LyallStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$5003-14-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Sara HomsiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Alex Blow Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.$103-11-2019
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
Courtney Heath WilliamsRaymond James Financial Services, Inc.Edward Jones$2502-22-2019
Steven Phillip HarderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Timothy Ray PollardEdward JonesPrivate Advisor Group, LLC$1002-22-2019
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
William Scott StandenPrincipal Securities, Inc.MML Investors Services, LLC$102-14-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Richard Tillman Fountain IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolinas Investment Consulting LLC02-13-2019
Steven Carl RunnionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-13-2019
Texie B NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Gloria Tange DearcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Martin Matthew SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Lucas Brant BreedenParkland Securities, LLCPark Avenue Securities LLC02-08-2019
William Brantley BissettPortus Wealth Advisors, LLCSecrest Blakey & Associates, LLC02-08-2019
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC02-06-2019
Cheryl Winter CrawfordPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.02-06-2019
Melissa Godwin ScottInfinex Investments, Inc.First Citizens Investor Services, Inc.02-04-2019
Luke Nmi HopkinsIntervest International Equities CorporationFirst Command Financial Planning, Inc.$102-01-2019
Breanna May StottFirst Citizens Investor Services, Inc.Finwell, Inc.01-29-2019
« Previous PageNext Page »

Showing 26 to 50 of 4,054 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.