Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Marcus Wesley FryarCetera Financial Specialists LLCHD Vest Investment Services01-25-2019
Ralph E Hughes IITD Ameritrade Investment Management, LLCLPL Financial LLC01-22-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Dennis Jay BurdVerity Investments, Inc.Questar Capital Corporation$5001-16-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Devonda Arkell BarnesGradient Securities, LLCThe O.N. Equity Sales Company01-07-2019
Thomas John CamaVerity Investments, Inc.Muriel Siebert & Co., Inc.$1001-04-2019
Carl Vernon Cline IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Debra Jeanne CarmodyFortune Financial Services, Inc.Capital Investment Group, Inc.$101-02-2019
Rebecca Weldon MonishRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Sherrill Franklin Young IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Sherrill Franklin Young Jr.Raymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Stewart Ratliff PopeCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Joel D AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC$2512-19-2018
Suzette Lee McintyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-14-2018
Jeffrey Scott HughesFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2512-10-2018
Matthew Henry JohnsonDefining Legacy AdvisorsMorton Wealth Management LLC12-10-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
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Showing 51 to 75 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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