Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Robin Michael SlaughterMaximum AdvisoryFirst Heartland Capital, Inc.12-07-2018
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
John Thomas QuiggleWells Fargo Clearing Services, LLCInfinex Investments, Inc.$5011-30-2018
Joseph York HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
John Lucas Armistead IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$111-28-2018
Kevin Michael FurrPNC InvestmentsFirst Citizens Investor Services, Inc.11-28-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Advisory Services, LLC$5011-28-2018
Jeffrey Brandon EmmingerGreenway Wealth Advisors, LLCVanguard Marketing Corporation11-27-2018
Winnie Hui KnappTranscend Financial Advisors Inc.Cambridge Investment Research, Inc.11-19-2018
Heath Elliott PiercePruco Securities, LLC.SunTrust Investment Services, Inc.11-16-2018
Jeremy Michael RemilyIntercarolina Financial Services, Inc.Capital Financial Services, Inc.$2011-16-2018
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Robert Arthur NeedhamBB&T Securities, LLCHorace Mann Investors, Inc.$5011-16-2018
Christopher Michael ChattoVerity Investments, Inc.Client One Securities LLC11-13-2018
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15011-09-2018
Gary Benjamin GrossSecurities Service Network, LLCIntegrated Advisors Network LLC11-08-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Jason RerichaYellowWood Wealth Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Leslie Walker WatsonYellowWood Wealth Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
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Showing 76 to 100 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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