Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Robin Michael SlaughterMaximum AdvisoryFirst Heartland Capital, Inc.12-07-2018
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
John Thomas QuiggleWells Fargo Clearing Services, LLCInfinex Investments, Inc.$5011-30-2018
Joseph York HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
John Lucas Armistead IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$111-28-2018
Kevin Michael FurrPNC InvestmentsFirst Citizens Investor Services, Inc.11-28-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Advisory Services, LLC$5011-28-2018
Jeffrey Brandon EmmingerGreenway Wealth Advisors, LLCVanguard Marketing Corporation11-27-2018
Winnie Hui KnappTranscend Financial Advisors Inc.Cambridge Investment Research, Inc.11-19-2018
Heath Elliott PiercePruco Securities, LLC.SunTrust Investment Services, Inc.11-16-2018
Jeremy Michael RemilyIntercarolina Financial Services, Inc.Capital Financial Services, Inc.$2011-16-2018
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Robert Arthur NeedhamBB&T Securities, LLCHorace Mann Investors, Inc.$5011-16-2018
Christopher Michael ChattoVerity Investments, Inc.Client One Securities LLC11-13-2018
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15011-09-2018
Gary Benjamin GrossSecurities Service Network, LLCIntegrated Advisors Network LLC11-08-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Jason RerichaYellowWood Wealth Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Leslie Walker WatsonYellowWood Wealth Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
« Previous PageNext Page »

Showing 76 to 100 of 4,054 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.