Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Anthony HoyleSecurities America, Inc.OneAmerica Securities, Inc.10-26-2018
Ryan Andrew CulpepperWells Fargo Clearing Services, LLCMorgan Stanley$5010-26-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Joseph Matthew BrooksNorthwestern Mutual Investment Services, LLCKestra Investment Services, LLC$10010-23-2018
Robin Renee WoodellHornor, Townsend & Kent, LLCPruco Securities, LLC.10-22-2018
Robert Jay WaglerReliant Investment Partners, LLCEmerald Investment Partners, LLC10-19-2018
Michael Sterling Smith SrAlphaStar Capital Management, LLCProEquities, Inc.10-18-2018
Robert Bradford Oakes1st Global Capital Corp.HD Vest Investment Services10-18-2018
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5010-16-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Robert George Burleson Jr.Keel Point Capital, LLCCambridge Investment Research, Inc.$110-16-2018
Christopher Robert GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
George Wells Boss Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Michael David SinnottSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Monty Ray PollardWells Fargo Clearing Services, LLCPNC Investments$15010-04-2018
Todd Everett TimmermanRPA Financial, LLCLPL Financial LLC10-01-2018
Hunter Alexander PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC09-28-2018
Patrick LongSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$17809-28-2018
Tracy Earl DeanWells Fargo Clearing Services, LLCPNC Investments$109-28-2018
Walter Armstrong Kennedy IVSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2509-28-2018
Benjamin Lewis, Christopher AmysRaymond JamesWells Fargo Advisors$18509-27-2018
Laird W HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
Joshua Dale FrancisNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.09-25-2018
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel Nicolaus & Co.Wells Fargo Advisors$28709-25-2018
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Showing 101 to 125 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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