Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana S. BranhamVALIC Financial Advisors, Inc.LPL Financial LLC09-24-2018
William Richard ModeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-21-2018
Paisley Wessel, Cory WesselRobert W. Baird & Co.Wells Fargo Advisors$12509-19-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Susan Ann ScarpelliOneAmerica Securities, Inc.MWA Financial Services Inc.09-17-2018
Robby Edward Ammons Jr.Pruco Securities, LLC.Bankers Life Securities, Inc.09-14-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
Keith David HubermanRaymond James Financial Services, Inc.The Leaders Group, Inc.$2508-31-2018
Cory Michael WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$108-30-2018
Paisley Dennehy WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00008-30-2018
Michael James MustianWisePath Advisors LLCRhino Wealth Management08-29-2018
Ricardo Eduardo HarmsenCantella & Co., Inc.Wells Fargo Clearing Services, LLC$5008-29-2018
Gary Craig CrenshawRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1,00008-24-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-24-2018
Skyler T BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Ian BloomOpen World Financial Life PlanningMML Investors Services, LLC08-22-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Samuel Stenger RenkenPark Avenue Securities LLCMML Investors Services, LLC08-17-2018
Angela Genevieve MarioVoya Financial Advisors, Inc.GWFS Equities, Inc.08-16-2018
Joseph Nicholas Grabar IIIFortress Private Ledger, LLCLPL Financial LLC$2608-16-2018
Edward Anders RossiAlphaStar Capital Management, LLCGWN Securities Inc.08-15-2018
John Mark MetcalfAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
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Showing 126 to 150 of 4,054 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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