Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifford Darrell SorelCapital Investment Group, Inc.Raymond James Financial Services, Inc.$13108-07-2018
James Ellington White Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
Marcus Nathaniel BrinsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-07-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Barry Devon RichardsonMoney Concepts Capital CorpFSC Securities Corporation08-06-2018
Christopher M AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
Peter De ArcangelisAmeriprise FinancialWells Fargo Clearing Services$14008-03-2018
Daniel Wade BryantRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-03-2018
Harry Buchanan Smith IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10008-03-2018
Peter Mark DearcangelisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Thomas Michael BarnhartLPL Financial LLCForesters Financial Services, Inc.08-03-2018
James Felix Clardy Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-02-2018
Erica Mae-Corn DeatonLincoln Financial Securities CorporationSECU Brokerage Services$108-01-2018
Sean Liam Mc NallyLPL Financial LLCSecurities America, Inc.$2807-31-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Mark Sean KellyUniversity Financial Strategies, LLC.Cambridge Investment Research, Inc.07-23-2018
Kevin Alan ThomasLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Vanessa Markelle GilewiczLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Kenyon Lee AllmanMid-Atlantic Securities, Inc.Raymond James & Associates, Inc.$5007-19-2018
Jonathan Wayne WoodSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.$107-17-2018
Michael Eric FayedCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$5007-16-2018
Chris Gregory AmysRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-06-2018
John Killoran BahrFSC Securities CorporationWells Fargo Clearing Services, LLC$2607-06-2018
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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