Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Hemby IIIGWN Securities Inc.Ameritas Investment Corp.06-29-2018
Donald Brian McclellanCovenant Investment Solutions L.L.C.Pruco Securities, LLC.06-27-2018
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments$15006-27-2018
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Seth Adam MansfieldUBS Financial Services Inc.NYLIFE Securities LLC06-26-2018
John Robert LawsonFounders Financial Alliance, LLCWells Fargo Clearing Services, LLC06-24-2018
Gilberto Matthew CarmonaGWN Securities Inc.HD Vest Investment Services$106-23-2018
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
David A BarberLincoln Financial Securities CorporationNationwide Securities, LLC$1006-21-2018
Christopher John TaylorQuestar Capital CorporationGlobal Alternative Investment Services, Inc.06-20-2018
Boyd Parks BarnhardtLinden Thomas and Company Securities, LLCWells Fargo Advisors Financial Network, LLC06-19-2018
David Blair ThompsonTD Private Client Wealth LLCCetera Investment Services LLC06-19-2018
James Phillip WintherRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$5006-19-2018
Brian Thomas SchoonoverWells Fargo Clearing Services, LLCOneAmerica Securities, Inc.06-15-2018
Michael Lee AllisonLinden Thomas and Company Securities, LLCWells Fargo Advisors Financial Network, LLC06-14-2018
Susanne Smith MillerEdward JonesBB&T Securities, LLC06-14-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC$106-12-2018
Allan Wesley Critchett Jr.Taylor Capital Management Inc.Pruco Securities, LLC.06-06-2018
David G McclureRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-06-2018
Kevin Lee LoftinSunTrust Investment Services, Inc.P.J. Robb Variable Corporation$106-04-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Vance R HodgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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