Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Hemby IIIGWN Securities Inc.Ameritas Investment Corp.06-29-2018
Donald Brian McclellanCovenant Investment Solutions L.L.C.Pruco Securities, LLC.06-27-2018
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments$15006-27-2018
Barbara Ann BellCannon AdvisorsAdvisory Services Network06-26-2018
Seth Adam MansfieldUBS Financial Services Inc.NYLIFE Securities LLC06-26-2018
John Robert LawsonFounders Financial Alliance, LLCWells Fargo Clearing Services, LLC06-24-2018
Gilberto Matthew CarmonaGWN Securities Inc.HD Vest Investment Services$106-23-2018
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
David A BarberLincoln Financial Securities CorporationNationwide Securities, LLC$1006-21-2018
Christopher John TaylorQuestar Capital CorporationGlobal Alternative Investment Services, Inc.06-20-2018
Boyd Parks BarnhardtLinden Thomas and Company Securities, LLCWells Fargo Advisors Financial Network, LLC06-19-2018
David Blair ThompsonTD Private Client Wealth LLCCetera Investment Services LLC06-19-2018
James Phillip WintherRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$5006-19-2018
Brian Thomas SchoonoverWells Fargo Clearing Services, LLCOneAmerica Securities, Inc.06-15-2018
Michael Lee AllisonLinden Thomas and Company Securities, LLCWells Fargo Advisors Financial Network, LLC06-14-2018
Susanne Smith MillerEdward JonesBB&T Securities, LLC06-14-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC$106-12-2018
Allan Wesley Critchett Jr.Taylor Capital Management Inc.Pruco Securities, LLC.06-06-2018
David G McclureRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-06-2018
Kevin Lee LoftinSunTrust Investment Services, Inc.P.J. Robb Variable Corporation$106-04-2018
Alan Brookshire, James Chandley, Julie WilliardHilliard LyonsOppenheimer$39006-04-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Vance R HodgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
« Previous PageNext Page »

Showing 176 to 200 of 4,054 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.