Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Vance R HodgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Alan Earl BrookshireJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-29-2018
John Efford Grear IIIJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.05-29-2018
Kale OlsonJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$105-29-2018
James Carroll ChandleyJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
Julie Garside WillardJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$15005-27-2018
Linda Gibson SaylorJ.J.B. Hilliard, W.L. Lyons, LLCOppenheimer & Co. Inc.$10005-27-2018
Lauren Elizabeth TompkinsRaymond James Financial Services, Inc.Securian Financial Services, Inc.05-24-2018
John Robert Callaway Jr.Wells Fargo Clearing Services, LLCPNC Investments$15005-23-2018
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13005-21-2018
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Curtis Wilson Taylor IICapital Investment Group, Inc.USA Financial Securities Corporation$10905-21-2018
Brian A CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-18-2018
Shanua Allen JooPensionmark Securities, LLCLPL Financial LLC05-15-2018
Julian Franklin Patton Jr.Veritas Investment & Wealth AdvisoryQueens Oak Advisors05-08-2018
Scott Allen TilleyBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2018
Peter Bayard WearsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-04-2018
Luke Joseph BoudreaultSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-30-2018
Jonathan Blake PopeWOODBRIDGE ADVISORSScottrade, Inc.04-28-2018
Robert Deaton Smith IIISagePoint Financial, Inc.AXA Advisors, LLC04-26-2018
Michael Alan BoedekerSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-24-2018
Emery Grant DoughtieMWA Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-19-2018
Michael Uche Amadi Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2018
Kelly S ThornburgPrincipal Securities, Inc.Park Avenue Securities LLC$104-16-2018
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Showing 201 to 225 of 4,057 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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