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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan MosierVanguard Marketing CorporationAXA Advisors, LLC02-25-2020
William BraxtonPrincipal Securities, Inc.AXA Advisors, LLC01-08-2020
Kevin Michael Doyle Jr.E*TRADE Securities LLCAXA Advisors, LLC10-02-2019
Tyler Anthony WeikMML Investors Services, LLCAXA Advisors, LLC04-03-2019
Joshua Reese Bailey IICetera Advisor Networks LLCAXA Advisors, LLC02-19-2019
Sameea MughneeWells Fargo Clearing Services, LLCAXA Advisors, LLC01-25-2019
Karen Danette EdwardsGragg & Gragg, LLPAXA Advisors, LLC08-15-2018
Benjamin Douglas HadleyRaymond James & Associates, Inc.AXA Advisors, LLC08-01-2018
Matthew Richard VlissidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-09-2018
Christian Robert TaylorEdward JonesAXA Advisors, LLC06-15-2018
Robert Deaton Smith IIISagePoint Financial, Inc.AXA Advisors, LLC04-26-2018
Matthew HaganNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2018
Andrew SchultzPNC InvestmentsAXA Advisors, LLC04-06-2018
Mathieu Spence GodinPNC InvestmentsAXA Advisors, LLC04-04-2018
Renick A. BrownSoutheast Investments, N.C., Inc.AXA Advisors, LLC03-30-2018
Thomas John ScallonProEquities, Inc.AXA Advisors, LLC$1001-05-2018
Ryan ShoafTIAA-CREF Individual & Institutional Services, LLCAXA Advisors, LLC12-12-2017
Daniel Huiyi SainPruco Securities, LLC.AXA Advisors, LLC12-05-2017
James Edward FoyPruco Securities, LLC.AXA Advisors, LLC10-25-2017
Andrew Brett KutnerPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Thomas Stanton SwinsonWells Fargo Clearing Services, LLCAXA Advisors, LLC$15010-06-2017
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
John Patrick HoileWells Fargo Clearing Services, LLCAXA Advisors, LLC$2510-06-2017
Corey Jonathan HedgesSagePoint Financial, Inc.AXA Advisors, LLC09-21-2017
Christina Sass CreechProspera Financial Services, Inc.AXA Advisors, LLC09-05-2017
Next Page »

Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.