Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph PowellVoya Financial Advisors, Inc.AXA Advisors, LLC10-19-2010
William H NewcombNewcomb Financial Advisors, LLCAXA Advisors, LLC12-23-2010
Michael Ratcliff McDowellNYLIFE Securities LLCAXA Advisors, LLC$1002-14-2011
Matthew Stephenson McLeanLPL Financial LLCAXA Advisors, LLC03-22-2011
Steve Dean WilliamsNationwide Securities, LLCAXA Advisors, LLC$15005-24-2012
Robert Joseph GlausserMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2012
Jeffrey Thomas FitchTD Ameritrade Investment Management, LLCAXA Advisors, LLC08-13-2013
Frederick Andrew Cook IIIEdward JonesAXA Advisors, LLC01-03-2014
Maxwell Demeritte Jr.Wells Fargo Clearing Services, LLCAXA Advisors, LLC03-07-2014
Justin Wayne HardeeWells Fargo Clearing Services, LLCAXA Advisors, LLC04-21-2014
Scott William ZimmermanUBS Financial Services Inc.AXA Advisors, LLC01-08-2015
Charles Raymond Shimer IIILPL Financial LLCAXA Advisors, LLC02-02-2015
Larry Allen Hyde IILincoln Financial Securities CorporationAXA Advisors, LLC03-20-2015
Wilbur Spear Hemby Jr.Level Four Advisory ServicesAXA Advisors, LLC09-08-2015
Mary Elizabeth SargentLevel Four Advisory ServicesAXA Advisors, LLC09-08-2015
Frederick Anderson TullossLPL Financial LLCAXA Advisors, LLC09-17-2015
Roy Houston JohnsonPrincipal Securities, Inc.AXA Advisors, LLC09-17-2015
Carl B. AnthonyPrincipal Securities, Inc.AXA Advisors, LLC06-16-2017
Corey Jonathan HedgesSagePoint Financial, Inc.AXA Advisors, LLC09-21-2017
Thomas Stanton SwinsonWells Fargo Clearing Services, LLCAXA Advisors, LLC$15010-06-2017
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
John Patrick HoileWells Fargo Clearing Services, LLCAXA Advisors, LLC$2510-06-2017
Andrew Brett KutnerPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Robert Deaton Smith IIISagePoint Financial, Inc.AXA Advisors, LLC04-26-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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