Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Stephen LovelaceAXA Advisors, LLCAXA Advisors, LLC$2512-27-2016
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
Andrew Brett KutnerPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Andrew SchultzPNC InvestmentsAXA Advisors, LLC04-06-2018
Austin N RamseyLincoln InvestmentAXA Advisors, LLC05-15-2015
Barry Clinton RookWells Fargo Clearing Services, LLCAXA Advisors, LLC04-07-2009
Benjamin Douglas HadleyRaymond James & Associates, Inc.AXA Advisors, LLC08-01-2018
Bonnie Lynn O'QuinnMorgan StanleyAXA Advisors, LLC01-01-2014
Brenda Hance PressleyCornerstone WealthAXA Advisors, LLC10-10-2015
Carl B. AnthonyPrincipal Securities, Inc.AXA Advisors, LLC06-16-2017
Chadwick Carter MessinaBB&T Investment Services, Inc.AXA Advisors, LLC02-12-2013
Charles Franklin Freeman Jr.Holderness Investments CoAXA Advisors, LLC04-19-2011
Charles Raymond Shimer IIILPL Financial LLCAXA Advisors, LLC02-02-2015
Christian Robert TaylorEdward JonesAXA Advisors, LLC06-15-2018
Christina Sass CreechProspera Financial Services, Inc.AXA Advisors, LLC09-05-2017
Christopher Lee BanksPark Avenue Securities LLCAXA Advisors, LLC08-07-2017
Corey Jonathan HedgesSagePoint Financial, Inc.AXA Advisors, LLC09-21-2017
Cynthia Louise Block-TaylorMetLife Securities Inc.AXA Advisors, LLC11-14-2014
Daniel Huiyi SainPruco Securities, LLC.AXA Advisors, LLC12-05-2017
David Joseph PowellVoya Financial Advisors, Inc.AXA Advisors, LLC10-19-2010
David Keith PropesHornor, Townsend & Kent, LLCAXA Advisors, LLC02-20-2009
David Michael MurphyBB&T Investment Services, Inc.AXA Advisors, LLC01-20-2010
Douglas Joe LesterVerity Investments, Inc.AXA Advisors, LLC03-06-2009
Elizabeth Adams WatkinsAmeriprise Financial Services, LLCAXA Advisors, LLC08-24-2015
Eric Armstrong WilliamsBB&T Investment Services, Inc.AXA Advisors, LLC01-14-2014
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.