Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Yakov-NagarInnovation Partners LLCAvantax Investment Services, Inc.07-20-2020
Michael Kostich JrLPL Financial LLCAvantax Investment Services, Inc.$13004-20-2020
Michael Edward Kostich JrLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Carol A OnealLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Chemerin Mame GreggLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Jo G HollomanPFS Investments Inc.Avantax Investment Services, Inc.03-23-2020
Anthony MarableInnovation Partners LLCAvantax Investment Services, Inc.01-02-2020
Edwin Keith RichardsonLPL Financial LLCAvantax Investment Services, Inc.11-19-2019
Dorothy Smith BennettPrincipal Securities, Inc.Avantax Investment Services, Inc.09-30-2019
Anthony Blake HinsonIntercarolina Financial Services, Inc.Avantax Investment Services, Inc.08-28-2019
Terry Lynn HainesCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-30-2019
Leonard Jerome BrooksCetera Financial Specialists LLCAvantax Investment Services, Inc.$505-13-2019
Jack Albert HeilLombard Securities IncorporatedAvantax Investment Services, Inc.04-23-2019
Marcus Wesley FryarCetera Financial Specialists LLCAvantax Investment Services, Inc.01-25-2019
John Leonard RigsbeeRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.12-07-2018
Donald Victor EdwardsLPL Financial LLCAvantax Investment Services, Inc.07-20-2018
David Theodore Herman JrTriad Advisors LLCAvantax Investment Services, Inc.$5009-26-2017
Andrew Scott BenetInnovation Partners LLCAvantax Investment Services, Inc.08-07-2017
Diane Theresa McInteeCambridge Investment Research, Inc.Avantax Investment Services, Inc.12-02-2016
David Gerard McInteeCambridge Investment Research, Inc.Avantax Investment Services, Inc.12-02-2016
Justin David BradfordFirst Allied Securities, Inc.Avantax Investment Services, Inc.01-04-2016
Nathan K DavidsonAmeriprise Financial Services, LLCAvantax Investment Services, Inc.05-22-2015
Dorothy H YandleTriad Advisors LLCAvantax Investment Services, Inc.$2504-24-2013
Robert Steven Stewart IVCetera Advisor Networks LLCAvantax Investment Services, Inc.$1,00008-08-2012
Christopher Earl JenkinsCetera Financial Specialists LLCAvantax Investment Services, Inc.08-08-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.