Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron Michael WrennallLPL Financial LLCCapFinancial Securities, LLC.04-02-2013
Cynthia Wall PattersonLPL Financial LLCCapFinancial Securities, LLC.06-15-2016
Jason Wayne CroyStearns Financial GroupCapFinancial Securities, LLC.01-04-2018
Jeffrey Michael ThompsonTIAA-CREF Individual & Institutional Services, LLCCapFinancial Securities, LLC.06-03-2014
John Henry Sandmann IiPersonal Capital Advisors CorporationCapFinancial Securities, LLC.08-20-2020
John Henry Sandmann IIPersonal Capital Advisors CorporationCapFinancial Securities, LLC.08-20-2020
Jonathan Jacob ConnorsLPL Financial LLCCapFinancial Securities, LLC.11-06-2014
Joseph Allen DillonCuri CapitalCapFinancial Securities, LLC.04-04-2018
Joshua Robert SeligsonEdward JonesCapFinancial Securities, LLC.03-03-2016
Justin Charles BradfordRobert W. Baird & Co. IncorporatedCapFinancial Securities, LLC.$10007-15-2013
Kerolous N. BotrosPrincipal Securities, Inc.CapFinancial Securities, LLC.11-14-2011
Patrick Steven SalleeWells Fargo Clearing Services, LLCCapFinancial Securities, LLC.08-05-2013
Sarah Margaret WestbrookHayden RoyalCapFinancial Securities, LLC.05-24-2019
William Bryan BlairCapFinancial Securities, LLC.CapFinancial Securities, LLC.04-15-2015

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.