Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Howard DorenfeldR.M. Stark & Co., Inc.Capital Guardian, LLC$2506-28-2017
Thomas Hugh CurryLincoln Financial Securities CorporationCapital Guardian, LLC05-02-2017
Herbert Maurice Moody JrLPL Financial LLCCapital Guardian, LLC12-14-2016
David Watts McmahanProspera Financial Services, Inc.Capital Guardian, LLC01-11-2016
Charles Wallace Seigler JrProspera Financial Services, Inc.Capital Guardian, LLC$1001-11-2016
Robert Alexander MannLincoln Financial Securities CorporationCapital Guardian, LLC12-24-2015
David Dunster Kitterman JrLPL Financial LLCCapital Guardian, LLC12-11-2015
Thomas Borland Horack JrLPL Financial LLCCapital Guardian, LLC12-07-2015
James Patrick LowryLPL Financial LLCCapital Guardian, LLC12-07-2015
Kenneth W MillerFortune Financial Services, Inc.Capital Guardian, LLC11-19-2015
Philip Charles MillerFortune Financial Services, Inc.Capital Guardian, LLC11-19-2015
Matthew Scott ArcherTriad Advisors LLCCapital Guardian, LLC$5011-17-2015
Nina Moore ONealTriad Advisors LLCCapital Guardian, LLC$5011-17-2015
Christopher ToddSummit Brokerage Services, Inc.Capital Guardian, LLC05-06-2015
Amanda P HallCetera Advisors LLCCapital Guardian, LLC$25002-18-2015
Peter Tomlinson Roe JrCetera Advisors LLCCapital Guardian, LLC$25002-13-2015
Jason Dewande BellCetera Advisors LLCCapital Guardian, LLC02-13-2015
Michael Scott BlanchardProspera Financial Services, Inc.Capital Guardian, LLC$2502-10-2015
Mark TeagueLPL Financial LLCCapital Guardian, LLC$2502-13-2014
Andrew Jackson Wood JrCambridge Investment Research, Inc.Capital Guardian, LLC$10002-01-2013
Anthony Charles MontanariProspera Financial Services, Inc.Capital Guardian, LLC$2506-18-2012

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.