Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Blair ThompsonTD Private Client Wealth LLCCetera Investment Services LLC06-19-2018
Christopher Michael FinneyLPL Financial LLCCetera Investment Services LLC$15003-26-2018
Joseph Daniel Gay Jr.Capital Investment Group, Inc.Cetera Investment Services LLC01-29-2018
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Lawrence RochaInfinex Investments, Inc.Cetera Investment Services LLC11-15-2017
Christopher Michael DavisLPL Financial LLCCetera Investment Services LLC08-23-2017
Irene Li WilliamsLPL Financial LLCCetera Investment Services LLC02-28-2017
Shuhong RongLPL Financial LLCCetera Investment Services LLC02-28-2017
Robert George WilsonLPL Financial LLCCetera Investment Services LLC$10011-29-2016
Kip Thomas SiedlingBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC11-04-2015
Vanessa Marie GotzPNC InvestmentsCetera Investment Services LLC10-29-2015
Miguel Alejandro AlvarezBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC04-28-2014
Bart R HartmanBB&T Investment Services, Inc.Cetera Investment Services LLC10-21-2013
Chad Evan PolinLPL Financial LLCCetera Investment Services LLC05-04-2010
Jason Stephen MorrowLPL Financial LLCCetera Investment Services LLC05-04-2010
Jeffrey Mark DetwilerLPL Financial LLCCetera Investment Services LLC05-04-2010
Richard James WalkerLPL Financial LLCCetera Investment Services LLC05-04-2010
Robert Augustine Celli Sr.LPL Financial LLCCetera Investment Services LLC05-04-2010
Tracey Lynn SudoLPL Financial LLCCetera Investment Services LLC05-04-2010
Frederick Gene Mattingly IILPL Financial LLCCetera Investment Services LLC$5010-06-2009
Tracey Lynn GutgsellLPL Financial LLCCetera Investment Services LLC10-06-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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