Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hector Luis De CespedesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-09-2014
Donald Edward Stone IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-02-2014
Luis GonzalezBB&T Investment Services, Inc.Citigroup Global Markets Inc.11-07-2011
Oswaldo Marcelo MedinaBB&T Investment Services, Inc.Citigroup Global Markets Inc.11-07-2011
Dorothea Crane KellyLPL Financial LLCCitigroup Global Markets Inc.12-20-2010
John Ashley GammonsSunTrust Investment Services, Inc.Citigroup Global Markets Inc.$2504-19-2010
Marjan AhmadiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-26-2010
Neil Ira KobrinBB&T Investment Services, Inc.Citigroup Global Markets Inc.01-01-2010
Otto Francisco FontBB&T Investment Services, Inc.Citigroup Global Markets Inc.01-01-2010
Joseph Thomas HageBB&T Investment Services, Inc.Citigroup Global Markets Inc.12-09-2009
Michael Dennis LitherlandBB&T Investment Services, Inc.Citigroup Global Markets Inc.12-08-2009
Craig James BonneyBB&T Investment Services, Inc.Citigroup Global Markets Inc.12-07-2009
Mara Anne Calame WessellCantella & Co., Inc.Citigroup Global Markets Inc.07-17-2009
Karen Tuttle MccanlessAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$8005-29-2009
John Fraser McaulayLPL Financial LLCCitigroup Global Markets Inc.$5005-28-2009
Robert Kelly WeaverLPL Financial LLCCitigroup Global Markets Inc.$15005-27-2009
Michael Jonathan WrightAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Frank David VoliRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-07-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Christopher Stephen JohnsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-06-2009
Fred Michael AsfouryWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-06-2009
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Robert Perry ClarkMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.05-01-2009
Stephen Owen HardigSecurities America, Inc.Citigroup Global Markets Inc.04-29-2009
James Robert HechtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2009
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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