Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John C ScalaFirst Horizon Advisors, Inc.Citigroup Global Markets Inc.07-23-2019
Heath J. HarrisHayden RoyalCitigroup Global Markets Inc.09-07-2018
Hector Luis De CespedesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-09-2014
Donald Edward Stone IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-02-2014
Luis GonzalezBB&T Investment Services, Inc.Citigroup Global Markets Inc.11-07-2011
Oswaldo Marcelo MedinaBB&T Investment Services, Inc.Citigroup Global Markets Inc.11-07-2011
Dorothea Crane KellyLPL Financial LLCCitigroup Global Markets Inc.12-20-2010
John Ashley GammonsSunTrust Investment Services, Inc.Citigroup Global Markets Inc.$2504-19-2010
Neil Ira KobrinBB&T Investment Services, Inc.Citigroup Global Markets Inc.01-01-2010
Otto Francisco FontBB&T Investment Services, Inc.Citigroup Global Markets Inc.01-01-2010
Joseph Thomas HageBB&T Investment Services, Inc.Citigroup Global Markets Inc.12-09-2009
Michael Dennis LitherlandBB&T Investment Services, Inc.Citigroup Global Markets Inc.12-08-2009
Craig James BonneyBB&T Investment Services, Inc.Citigroup Global Markets Inc.$2512-07-2009
Mara Anne WessellCantella & Co., Inc.Citigroup Global Markets Inc.$2507-17-2009
Karen Tuttle McCanlessAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$5005-29-2009
John Fraser McAulayLPL Financial LLCCitigroup Global Markets Inc.05-28-2009
Robert Kelly WeaverLPL Financial LLCCitigroup Global Markets Inc.05-27-2009
Michael Jonathan WrightAmeriprise Financial Services, LLCCitigroup Global Markets Inc.05-22-2009
Frank David VoliRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-07-2009
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-06-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Christopher Stephen JohnsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15005-06-2009
Fred Michael AsfouryWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2009
Robert Perry ClarkMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$5005-01-2009
Stephen Owen HardigSecurities America, Inc.Citigroup Global Markets Inc.04-29-2009
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.