Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward C G Tyree IIIRBC Capital Markets, LLCCitigroup Global Markets Inc.$5001-09-2009
Jennifer Lynn HoseltonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-14-2009
Timothy Lee RauwaldUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-14-2009
John James AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-16-2009
John Michael MurrayDavenport & Company LLCCitigroup Global Markets Inc.$15002-13-2009
Ted Matthew OliverDavenport & Company LLCCitigroup Global Markets Inc.$10002-13-2009
Charles Harrison DavisDavenport & Company LLCCitigroup Global Markets Inc.$5002-13-2009
Christopher Thomas WojtekDavenport & Company LLCCitigroup Global Markets Inc.02-13-2009
Charles Joseph Chirchirillo Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.03-06-2009
Thomas Leo AgostinelliLPL Financial LLCCitigroup Global Markets Inc.$5003-13-2009
Samuel Wright Starling IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-26-2009
James Lloyd Moore Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.04-01-2009
Ralph Neal Clark Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.04-09-2009
Jeremy Brandon DefalcoJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-13-2009
Glen Andrew ArcherRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-17-2009
John Parker MinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-17-2009
Randy Keith WalkerAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$2504-17-2009
Michael Anthony MordentiRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-17-2009
Samuel Boyce Rankin, George Frederick Verdone Jr., William Baker Wynn Jr., Joseph Matthew Zentner Jr., Clayton Christopher Scholand, George Mason Rankin, Michael C. GouldUBS Financial Services Inc.Citigroup Global Markets Inc.04-28-2009
Christopher Stephen JohnsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15005-06-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Fred Michael AsfouryWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2009
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-06-2009
Frank David VoliRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-07-2009
Michael Jonathan WrightAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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