Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Lee Morris IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Anthony Bernard PrudhommeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arjun AggarwalMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arun Kumar AggarwalMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Barry Edward LipmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Beatrice Amato MartinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Brett Lewis BerrierMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Carl Edgerton Powell Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carrie Kaleleonalani McEachinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Emmett Bell IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Charles Harrison DavisDavenport & Company LLCCitigroup Global Markets Inc.$5002-13-2009
Charles Joseph Chirchirillo Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.03-06-2009
Christopher Stephen JohnsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15005-06-2009
Christopher Thomas WojtekDavenport & Company LLCCitigroup Global Markets Inc.02-13-2009
Claude Lee Ives IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Craig Curry MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cynthia Lynn CorbettMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Dan Howard SingletaryMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Brian McAfoosMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Eugene Smith Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
David Huston Pottenger IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David John RepineczMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Karl WilhelmMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Ray PriceMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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