Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lee DaltonLPL Financial LLCEdward Jones$5001-08-2009
Mark Alan BehrensLPL Financial LLCEdward Jones$2203-04-2009
David Camille BaileyLPL Financial LLCEdward Jones$2503-11-2009
George Bryant GoodmanLincoln Financial Securities CorporationEdward Jones$103-26-2009
Bryson Joel MckinneyLPL Financial LLCEdward Jones04-01-2009
Kevin Todd GobbleLPL Financial LLCEdward Jones04-01-2009
Christopher Shawn BassLPL Financial LLCEdward Jones04-03-2009
Pool PaucarSecurian Financial Services, Inc.Edward Jones04-07-2009
Michael Ryan HalloranUvest Financial Services Group, Inc.Edward Jones05-12-2009
Marty Ray EdgeLPL Financial LLCEdward Jones$2505-27-2009
Stephen Russell ShafferBB&T INVESTMENT SERVICES, INC.Edward Jones07-06-2009
Sommer S BrownBB&T INVESTMENT SERVICES, INC.Edward Jones08-06-2009
Michelle Lynna JenkinsRaymond James Financial Services, Inc.Edward Jones08-14-2009
Timothy Ray PollardLPL Financial LLCEdward Jones09-04-2009
Khoanam Duc DuongBB&T Investment Services, Inc.Edward Jones09-14-2009
Nathan Lewis PritchardWells Fargo Clearing Services, LLCEdward Jones09-14-2009
Drew Thomas ShadeLPL Financial LLCEdward Jones09-28-2009
Tracy Lance CollinsLPL Financial LLCEdward Jones10-20-2009
Kimberly S HuntLPL Financial LLCEdward Jones$111-10-2009
Michael Scott BlanchardGunnAllen Financial, IncEdward Jones11-25-2009
Benjamin Nolan Carter IIIWells Fargo Clearing Services, LLCEdward Jones12-01-2009
Christopher Ronald CracchioloLPL Financial LLCEdward Jones$2512-18-2009
Ming HuWilbanks Securities, Inc.Edward Jones01-14-2010
Angela Sue DiehlLPL Financial LLCEdward Jones01-22-2010
William Rothwell WilcoxBB&T Investment Services, Inc.Edward Jones02-15-2010
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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