Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas T. LawsonNorthwestern Mutual Investment Services, LLCEdward Jones12-07-2011
Gerald Willis YoungeBB&T Investment Services, Inc.Edward Jones12-05-2011
Stephanie Williams GuanziniLPL Financial LLCEdward Jones12-02-2011
Claren Warenda EnglebrethWells Fargo Clearing Services, LLCEdward Jones12-02-2011
Laurence J. CasperOppenheimer & Co. Inc.Edward Jones11-28-2011
Gregory Frank GianfortonePrincipal Securities, Inc.Edward Jones11-16-2011
Denney Lee Wilson Jr.Bryant & Brannock, LLC.Edward Jones$2511-14-2011
Jimmy S. MartinVoya Financial Advisors, Inc.Edward Jones11-04-2011
Anne Marie StottMetLife Securities Inc.Edward Jones11-04-2011
Patrick Thomas EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2011
Dean Roger St MarieLPL Financial LLCEdward Jones10-19-2011
Brook Nicholas BiddyWells Fargo Clearing Services, LLCEdward Jones10-06-2011
Thomas James FarrellWells Fargo Clearing Services, LLCEdward Jones09-28-2011
Clinton Jonathan AllenMorgan StanleyEdward Jones09-16-2011
Daniel A. DisciulloCapFinancial Securities, LLC.Edward Jones09-12-2011
Derek R. YerdonBB&T Investment Services, Inc.Edward Jones08-15-2011
Michael Alan PfauthSignator Investors, Inc.Edward Jones08-15-2011
Brian Allen EliMorgan StanleyEdward Jones08-04-2011
Ryan Sanford LawsonBB&T Investment Services, Inc.Edward Jones08-01-2011
Stephen Lee KiddAmeriprise Financial Services, LLCEdward Jones$15007-22-2011
Ursula Mcallister StrongFifth Third Securities, Inc.Edward Jones07-11-2011
Nichole Lorraine ConlonLPL Financial LLCEdward Jones07-11-2011
Gavin Marshall LangleyLPL Financial LLCEdward Jones07-11-2011
Jollene Jill AustinLPL Financial LLCEdward Jones$5007-05-2011
William Scott MosesLPL Financial LLCEdward Jones$1007-01-2011
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Showing 226 to 250 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.