Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Hedgecock BrownAmeriprise Financial Services, Inc.Edward Jones$1009-09-2016
Michael A McGilvaryLPL Financial LLCEdward Jones07-27-2016
Gregory Yowell EllingtonRaymond James Financial Services, Inc.Edward Jones07-25-2016
Justin William SmithRaymond James Financial Services, Inc.Edward Jones$2506-10-2016
Catherine Barker SmithRaymond James Financial Services, Inc.Edward Jones06-10-2016
John Henry Sandmann IICapFinancial Securities, LLC.Edward Jones02-05-2016
Thomas Gebbia Jr.Wells Fargo Clearing Services, LLCEdward Jones12-10-2015
Nathaniel Reed CoatsCetera Advisor Networks LLCEdward Jones11-23-2015
Zachery Daniel EdwardsWells Fargo Clearing Services, LLCEdward Jones11-13-2015
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Michael Patrick SantanaPembroke Wealth Management, LLCEdward Jones10-05-2015
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
John David SimpsonRaymond James Financial Services, Inc.Edward Jones08-14-2015
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
Melissa Nicole KledisLPL Financial LLCEdward Jones07-30-2015
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
Jon Harper DorseyLincoln InvestmentEdward Jones05-18-2015
James A. McCuaigAmeriprise Financial Services, Inc.Edward Jones05-18-2015
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones12-05-2014
Chad R. BarberAmeriprise Financial Services, Inc.Edward Jones$7011-19-2014
Chad Robert BarberAmeriprise Financial Services, Inc.Edward Jones$2511-19-2014
Steven Douglas BrackmanWells Fargo Clearing Services, LLCEdward Jones11-07-2014
Hillary Theodosia CrossSecurities America, Inc.Edward Jones10-23-2014
William Warren Armfield IICommonwealth Financial NetworkEdward Jones06-20-2014
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Showing 26 to 50 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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