Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Michael Patrick SantanaPembroke Wealth Management, LLCEdward Jones10-05-2015
Travis Scott WarrenAmeriprise Financial Services, Inc.Edward Jones09-03-2015
John David SimpsonRaymond James Financial Services, Inc.Edward Jones08-14-2015
JOSEPH York HUBBARDMML Investors Services, LLCEdward Jones08-14-2015
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones$108-07-2015
David Gene VarnerAmeriprise Financial Services, Inc.Edward Jones$2508-05-2015
Melissa Nicole KledisLPL Financial LLCEdward Jones07-30-2015
Colleen Downey MitchellAmeriprise Financial Services, Inc.Edward Jones$1006-05-2015
Ryan Paul ThomsenOak City Consulting, LLCEdward Jones05-27-2015
Breandrea Chevon JohnsonSunTrust Investment Services, Inc.Edward Jones05-18-2015
James Alan MccuaigAmeriprise Financial Services, Inc.Edward Jones05-18-2015
Jon Harper DorseyLincoln InvestmentEdward Jones05-18-2015
Matthew Patrick StutzmanWaddell & ReedEdward Jones04-08-2015
Thomas Edward Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-25-2015
Kimberley Ann AldrichPNC InvestmentsEdward Jones03-19-2015
Donnie Ray ReynoldsWells Fargo Clearing Services, LLCEdward Jones02-27-2015
Chester Alan ParamoreBB&T INVESTMENT SERVICES, INC.Edward Jones02-09-2015
Christopher Ryan PerriBB&T INVESTMENT SERVICES, INC.Edward Jones02-09-2015
Josiah Aaron MillerWells Fargo Clearing Services, LLCEdward Jones12-11-2014
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones$5012-05-2014
Chad Robert BarberAmeriprise Financial Services, Inc.Edward Jones$15011-19-2014
Michael Roberto NunezLincoln Financial Securities CorporationEdward Jones11-19-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7011-19-2014
Steven Douglas BrackmanWells Fargo Clearing Services, LLCEdward Jones11-07-2014
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Showing 51 to 75 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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