Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Henry Sandmann IICapFinancial Securities, LLC.Edward Jones02-05-2016
Sheri Sears JohnsonPNC InvestmentsEdward Jones01-22-2016
Morisea DavisBB&T Investment Services, Inc.Edward Jones01-12-2016
Brian Thomas SchoonoverOneAmerica Securities, Inc.Edward Jones12-23-2015
Thomas Gebbia Jr.Wells Fargo Clearing Services, LLCEdward Jones12-10-2015
Brice Sawyer GibsonFountain Financial Associates, Inc.Edward Jones$1012-07-2015
Joshua Darrell CarterPNC InvestmentsEdward Jones11-23-2015
Nathaniel Reed CoatsCetera Advisor Networks LLCEdward Jones11-23-2015
Emery Grant DoughtieWells Fargo Clearing Services, LLCEdward Jones$5011-23-2015
Zachery Daniel EdwardsWells Fargo Clearing Services, LLCEdward Jones11-13-2015
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Michael Patrick SantanaPembroke Wealth Management, LLCEdward Jones10-05-2015
Travis Scott WarrenAmeriprise Financial Services, LLCEdward Jones09-03-2015
John David SimpsonRaymond James Financial Services, Inc.Edward Jones08-14-2015
Joseph HubbardMML Investors Services, LLCEdward Jones08-14-2015
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
David Gene VarnerAmeriprise Financial Services, LLCEdward Jones$2508-05-2015
Melissa Nicole KledisLPL Financial LLCEdward Jones07-30-2015
Bret Allen RutanEdward JonesEdward Jones07-27-2015
Colleen Downey MitchellAmeriprise Financial Services, LLCEdward Jones$1006-05-2015
Ryan P ThomsenOak City Consulting, LLCEdward Jones05-27-2015
Breandrea Chevon JohnsonSunTrust Investment Services, Inc.Edward Jones05-18-2015
James A. McCuaigAmeriprise Financial Services, LLCEdward Jones05-18-2015
Jon Harper DorseyLincoln InvestmentEdward Jones05-18-2015
Dries DurnezPNC InvestmentsEdward Jones05-06-2015
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Showing 101 to 125 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.