Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Kyle WilliamsBB&T Investment Services, Inc.Edward Jones08-30-2013
Claude William Allen IVLPL Financial LLCEdward Jones$108-09-2013
Audrey Juanita DixonWells Fargo Clearing Services, LLCEdward Jones$5007-05-2013
Kevin Patrick RandallNorthwestern Mutual Investment Services, LLCEdward Jones$16406-17-2013
Luke Warren MckelvyCommonwealth Financial NetworkEdward Jones$106-12-2013
Richard Kelley Downey IIWells Fargo Clearing Services, LLCEdward Jones06-04-2013
William Steven CookeWells Fargo Clearing Services, LLCEdward Jones$5005-21-2013
Jimmy LuongPrincipal Securities, Inc.Edward Jones05-01-2013
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
John Hampton WilkieNationwide Securities, LLCEdward Jones03-21-2013
Maria Phelan WilliamsStrategic Advisers LLCEdward Jones03-20-2013
J Winston Hollingsworth Jr.Wells Fargo Clearing Services, LLCEdward Jones03-15-2013
Amanda Nicole MurdzaWells Fargo Clearing Services, LLCEdward Jones$5003-14-2013
Garrett Daniel LayellCetera Advisor Networks LLCEdward Jones03-06-2013
Brent Thomas PetersINVEST Financial CorporationEdward Jones01-14-2013
Merry Susan BooneRaymond James Financial Services, Inc.Edward Jones$3001-04-2013
Daryl Rockford DeemLPL Financial LLCEdward Jones12-18-2012
George Albert AllenMML Investors Services, LLCEdward Jones12-13-2012
Bryant Duan KennedyPNC InvestmentsEdward Jones12-04-2012
David Lance OwenPNC InvestmentsEdward Jones11-28-2012
William Andrew HowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-27-2012
James Cornelius OrloppWells Fargo Clearing Services, LLCEdward Jones$10011-26-2012
George Patrick FarleyBB&T Investment Services, Inc.Edward Jones11-05-2012
Hoss EsmaeiliPNC InvestmentsEdward Jones11-02-2012
Joshua D StearBB&T INVESTMENT SERVICES, INC.Edward Jones10-24-2012
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Showing 101 to 125 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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