Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Phelan WilliamsFidelity Brokerage Services LLCEdward Jones03-04-2013
Brent Thomas PetersINVEST Financial CorporationEdward Jones01-14-2013
Merry S. BooneRaymond James Financial Services, Inc.Edward Jones$2501-04-2013
Daryl Rockford DeemLPL Financial LLCEdward Jones12-18-2012
George Albert AllenMML Investors Services, LLCEdward Jones12-13-2012
Carroll Soffe BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-10-2012
Bryant Duan KennedyPNC InvestmentsEdward Jones12-04-2012
David Lance OwenPNC InvestmentsEdward Jones11-28-2012
William A. HowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-27-2012
James Cornelius OrloppWells Fargo Clearing Services, LLCEdward Jones$10011-26-2012
George Patrick FarleyBB&T Investment Services, Inc.Edward Jones11-05-2012
Hoss EsmaeiliPNC InvestmentsEdward Jones11-02-2012
Joshua D. StearBB&T Investment Services, Inc.Edward Jones10-24-2012
Matthew Douglas FleschAllstate Financial Services, LLCEdward Jones10-24-2012
Robert Crosby AlgerRaymond James Financial Services, Inc.Edward Jones$10010-12-2012
Kelly Turner MorrisRaymond James Financial Services, Inc.Edward Jones10-12-2012
James Robert Servatius Jr.Certussecurities, Inc.Edward Jones10-05-2012
Jeffrey T. StevensLPL Financial LLCEdward Jones$10009-28-2012
Larry Wayne Keith Jr.Wells Fargo Clearing Services, LLCEdward Jones09-28-2012
David Roger HuntRaymond James Financial Services, Inc.Edward Jones09-21-2012
Jon Christopher DobsonRaymond James Financial Services, Inc.Edward Jones08-24-2012
Kimberly Jo BetzBB&T Investment Services, Inc.Edward Jones08-13-2012
Josh A. GarbertAmeriprise Financial Services, LLCEdward Jones07-31-2012
Donald Brian McClellanLPL Financial LLCEdward Jones$5007-01-2012
Gregory Mark HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.