Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Michael RichardsAmeriprise Financial Services, LLCEdward Jones$15002-28-2020
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
Martin M SohovichAmeriprise Financial Services, LLCEdward Jones02-12-2019
John David ToddAmeriprise Financial Services, LLCEdward Jones03-15-2017
Kenneth Hedgecock BrownAmeriprise Financial Services, LLCEdward Jones09-09-2016
Travis Scott WarrenAmeriprise Financial Services, LLCEdward Jones09-03-2015
David Gene VarnerAmeriprise Financial Services, LLCEdward Jones08-05-2015
Colleen Downey MitchellAmeriprise Financial Services, LLCEdward Jones06-05-2015
James Alan MccuaigAmeriprise Financial Services, LLCEdward Jones05-18-2015
Chad R BarberAmeriprise Financial Services, LLCEdward Jones$7011-19-2014
Chad Robert BarberAmeriprise Financial Services, LLCEdward Jones$15011-19-2014
Barbara Gayle HortonAmeriprise Financial Services, LLCEdward Jones$2505-16-2014
Josh A GarbertAmeriprise Financial Services, LLCEdward Jones$1007-31-2012
Randy A OverbyAmeriprise Financial Services, LLCEdward Jones12-09-2011
Stephen Lee KiddAmeriprise Financial Services, LLCEdward Jones$1007-22-2011
Michael Paul PhillipsAmeriprise Financial Services, LLCEdward Jones05-12-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.