Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott MosesLPL Financial LLCEdward Jones$1007-01-2011
William Fredrick BoykinLPL Financial LLCEdward Jones06-22-2011
Wade Scott SchmidtLPL Financial LLCEdward Jones02-25-2019
Tracy Lance CollinsLPL Financial LLCEdward Jones10-20-2009
Timothy Ray PollardLPL Financial LLCEdward Jones09-04-2009
Sumner M. Parham IIILPL Financial LLCEdward Jones09-03-2010
Steven Patton GrantLPL Financial LLCEdward Jones$2512-14-2011
Stephanie Williams GuanziniLPL Financial LLCEdward Jones12-02-2011
Rebekah Warrick WebbLPL Financial LLCEdward Jones07-20-2016
Phillip Scott SmithLPL Financial LLCEdward Jones$1012-16-2013
Nichole Lorraine ConlonLPL Financial LLCEdward Jones07-11-2011
Michael Kelly SharplesLPL Financial LLCEdward Jones$2505-10-2010
Michael James DeliaLPL Financial LLCEdward Jones$1012-14-2011
Michael A McGilvaryLPL Financial LLCEdward Jones07-27-2016
Melissa Ragsdale HoldenLPL Financial LLCEdward Jones$2510-17-2016
Melissa Nicole KledisLPL Financial LLCEdward Jones07-30-2015
Matthew William BagleyLPL Financial LLCEdward Jones01-23-2017
Marty Ray EdgeLPL Financial LLCEdward Jones05-27-2009
Mark Thomas WaltonLPL Financial LLCEdward Jones$1011-23-2010
Mark Alan BehrensLPL Financial LLCEdward Jones03-04-2009
Kimberly S. HuntLPL Financial LLCEdward Jones$1011-10-2009
Kevin Todd GobbleLPL Financial LLCEdward Jones04-01-2009
Joseph Earl FowlerLPL Financial LLCEdward Jones11-05-2013
Jollene Jill AustinLPL Financial LLCEdward Jones$5007-05-2011
Johnny Kenard RutledgeLPL Financial LLCEdward Jones$1003-10-2014
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.