Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Scott SchmidtLPL Financial LLCEdward Jones02-25-2019
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
Edward Terral HillLPL Financial LLCEdward Jones03-01-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
Frederick David GuntherLPL Financial LLCEdward Jones01-18-2018
Matthew William BagleyLPL Financial LLCEdward Jones01-23-2017
Casey Newsom BrightonLPL Financial LLCEdward Jones12-08-2016
Michael A McGilvaryLPL Financial LLCEdward Jones07-27-2016
Rebekah Warrick WebbLPL Financial LLCEdward Jones07-20-2016
Melissa Nicole KledisLPL Financial LLCEdward Jones07-30-2015
Joseph Earl FowlerLPL Financial LLCEdward Jones11-05-2013
Claude William Allen IVLPL Financial LLCEdward Jones08-09-2013
Daryl Rockford DeemLPL Financial LLCEdward Jones12-18-2012
James Anthony Womack Jr.LPL Financial LLCEdward Jones12-15-2011
Stephanie Williams GuanziniLPL Financial LLCEdward Jones12-02-2011
Dean Roger St MarieLPL Financial LLCEdward Jones10-19-2011
Nichole Lorraine ConlonLPL Financial LLCEdward Jones07-11-2011
Gavin Marshall LangleyLPL Financial LLCEdward Jones07-11-2011
William Fredrick BoykinLPL Financial LLCEdward Jones06-22-2011
Jeffrey Mark YorkLPL Financial LLCEdward Jones05-23-2011
David Milton Tuxhorn Jr.LPL Financial LLCEdward Jones03-23-2011
Carla Wickline HookerLPL Financial LLCEdward Jones01-04-2011
Christopher Joel KeyLPL Financial LLCEdward Jones12-03-2010
Donald G. Coggins Jr.LPL Financial LLCEdward Jones10-15-2010
Sumner M. Parham IIILPL Financial LLCEdward Jones09-03-2010
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.