Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Kent GreenJ.P. Morgan Securities LLCEquitable Advisors, LLC09-24-2020
Michael WattsVanguard Marketing CorporationEquitable Advisors, LLC09-17-2020
Sameer Ahmed BaigVanguard Marketing CorporationEquitable Advisors, LLC09-08-2020
Turner Joseph SchrollE*TRADE Securities LLCEquitable Advisors, LLC05-04-2020
Nathan MosierVanguard Marketing CorporationEquitable Advisors, LLC02-25-2020
William BraxtonPrincipal Securities, Inc.Equitable Advisors, LLC01-08-2020
Brandon Robert AllainM Holdings Securities, Inc.Equitable Advisors, LLC12-09-2019
Kevin Michael Doyle JrE*TRADE Securities LLCEquitable Advisors, LLC10-02-2019
Joshua Reese Bailey IICetera Advisor Networks LLCEquitable Advisors, LLC02-19-2019
Sameea MughneeWells Fargo Clearing Services, LLCEquitable Advisors, LLC01-25-2019
Benjamin Douglas HadleyRaymond James & Associates, Inc.Equitable Advisors, LLC08-01-2018
MATTHEW Richard VLISSIDESMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-09-2018
Ryan ShoafTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC12-12-2017
Daniel Huiyi SainPruco Securities, LLC.Equitable Advisors, LLC12-05-2017
Andrew Brett KutnerPruco Securities, LLC.Equitable Advisors, LLC10-23-2017
Alexander Leaming BartolWells Fargo Clearing Services, LLCEquitable Advisors, LLC$5010-06-2017
John Patrick HoileWells Fargo Clearing Services, LLCEquitable Advisors, LLC10-06-2017
Corey Jonathan HedgesSagePoint Financial, Inc.Equitable Advisors, LLC09-21-2017
Carl B AnthonyPrincipal Securities, Inc.Equitable Advisors, LLC06-16-2017
John Richard MazzaAmeritas Investment Company, LLCEquitable Advisors, LLC08-04-2016
Frederick Anderson TullossLPL Financial LLCEquitable Advisors, LLC09-17-2015
Roy Houston JohnsonPrincipal Securities, Inc.Equitable Advisors, LLC09-17-2015
Mary Elizabeth SargentLPL Financial LLCEquitable Advisors, LLC09-11-2015
Wilbur Spear Hemby JrLevel Four Advisory ServicesEquitable Advisors, LLC$2509-08-2015
Charles Raymond Shimer IIILPL Financial LLCEquitable Advisors, LLC$5002-02-2015
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.