Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Joseph MancusoLPL Financial LLCFSC Securities Corporation01-13-2009
Michael Taft GanttWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)FSC Securities Corporation$10004-01-2009
Jeffery Scott AndrewLPL Financial LLCFSC Securities Corporation$10001-03-2011
Ernest Lee Clark IIITriad Advisors LLCFSC Securities Corporation$10002-08-2012
Thomas K. CampbellTriad Advisors LLCFSC Securities Corporation02-08-2012
Robert Burkes Wood IIISouthland Equity Partners, LLC.FSC Securities Corporation09-17-2014
Cesar MacedoLPL Financial LLCFSC Securities Corporation10-31-2014
Shannon Michelle JenkeRobert W. Baird & Co. IncorporatedFSC Securities Corporation02-17-2015
Caitlin Jill GilmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFSC Securities Corporation08-26-2015
Barry Devon RichardsonMoney Concepts Capital CorpFSC Securities Corporation08-06-2018
Brenda Sanders SpeerLPL Financial LLCFSC Securities Corporation11-01-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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