Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Kenton BrownBB&T Securities, LLCFidelity Brokerage Services LLC02-27-2018
Nilsa Michelle DanielMorgan StanleyFidelity Brokerage Services LLC08-11-2017
Lawrence Schuman MakepeaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-28-2017
Brian Patrick MarionPNC InvestmentsFidelity Brokerage Services LLC03-01-2017
Richard Stephen VaskoTRUE BEARING FINANCIAL PLANNING, LLCFidelity Brokerage Services LLC01-05-2017
Steven Dale AndersonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-26-2016
Matthew Barton HowardVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC06-27-2016
John David Wilson IIPNC InvestmentsFidelity Brokerage Services LLC06-16-2016
Dorothy Ann SperryCetera Advisor Networks LLCFidelity Brokerage Services LLC04-22-2016
Kristopher Leon ByrdMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-02-2015
William Noel ChitwoodCapFinancial Securities, LLC.Fidelity Brokerage Services LLC09-16-2015
Michael Gabriel MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-31-2015
Hunter Carson MotteVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC08-19-2015
Christopher Joseph GureLPL Financial LLCFidelity Brokerage Services LLC08-11-2015
Charles Louis CoxMorgan StanleyFidelity Brokerage Services LLC07-10-2015
Brian Charles ElefanteLPL Financial LLCFidelity Brokerage Services LLC01-05-2015
Timothy Penn NugentSunTrust Investment Services, Inc.Fidelity Brokerage Services LLC01-02-2015
Jason Robert GillespieMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-20-2014
Keith Randall BlumenstockPNC InvestmentsFidelity Brokerage Services LLC$109-29-2014
Mickey Murdock MortonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC04-01-2014
James Harry Rosensteel Jr.Wells Fargo Clearing Services, LLCFidelity Brokerage Services LLC02-12-2014
Gina D HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-06-2014
Justin Joseph MckayBB&T INVESTMENT SERVICES, INC.Fidelity Brokerage Services LLC11-19-2013
Philip Marcus Winstead Jr.PNC InvestmentsFidelity Brokerage Services LLC$110-28-2013
Paul Joseph FaulknerAon Hewitt Financial Advisors, LLCFidelity Brokerage Services LLC07-19-2012
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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