Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven AmesSterne Agee Investment Advisor Services, Inc.Fifth Third Securities, Inc.08-03-2020
Sandra D CruseFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.01-29-2020
William Robert BryantLPL Financial LLCFifth Third Securities, Inc.08-26-2019
Brian P WilsonPFS Investments Inc.Fifth Third Securities, Inc.04-08-2019
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
Kimberly R. HyattFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.09-26-2018
Drewry Randolph IsaacsonBB&T Securities, LLCFifth Third Securities, Inc.06-07-2018
Daniel Ray ChizmadiaPrivate Client Services, LLCFifth Third Securities, Inc.02-12-2018
Karl Sergeedward Pond IIFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.08-24-2017
Jennifer Owens WhittakerAllstate Financial Services, LLCFifth Third Securities, Inc.04-14-2017
William Joseph DixonProEquities, Inc.Fifth Third Securities, Inc.10-05-2016
Timothy Joseph BarrettKestra Investment Services, LLCFifth Third Securities, Inc.04-15-2016
Daniel P. PoolePark Avenue Securities LLCFifth Third Securities, Inc.08-07-2015
Robert Michael ChesterAllstate Financial Services, LLCFifth Third Securities, Inc.$5003-23-2015
Paul Michael JennissenLPL Financial LLCFifth Third Securities, Inc.$108-04-2014
William Michael Brinkley Jr.First Citizens Investor Services, Inc.Fifth Third Securities, Inc.07-17-2014
Todd Lee McCroskeyWells Fargo Clearing Services, LLCFifth Third Securities, Inc.05-09-2014
Charles Warren SmithBB&T Securities, LLCFifth Third Securities, Inc.08-12-2013
Robert Michael PalmerSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$1007-01-2013
Ron F. LintonLPL Financial LLCFifth Third Securities, Inc.$1006-26-2013
Kenneth Martin WinceLPL Financial LLCFifth Third Securities, Inc.$5006-05-2013
Justin Barry NeighbourBB&T Investment Services, Inc.Fifth Third Securities, Inc.09-10-2012
Larry CabreraWells Fargo Clearing Services, LLCFifth Third Securities, Inc.10-28-2011
Melody Ann JohnsonFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.$1006-06-2011
Joseph Thomas BayseSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-29-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.