Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Godwin ScottInfinex Investments, Inc.First Citizens Investor Services, Inc.02-04-2019
Kevin Michael FurrPNC InvestmentsFirst Citizens Investor Services, Inc.11-28-2018
Jonathan Wayne WoodSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.$107-17-2018
Luke Joseph BoudreaultSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-30-2018
Michael Alan BoedekerSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-24-2018
Kathleen Payne CannonPNC InvestmentsFirst Citizens Investor Services, Inc.12-15-2017
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Casey Serge Edward Pond IIFifth Third Securities, Inc.First Citizens Investor Services, Inc.06-15-2017
Jeffrey Michael WhiteInfinex Investments, Inc.First Citizens Investor Services, Inc.05-31-2017
Frederick Perry TurnerFifth Third Securities, Inc.First Citizens Investor Services, Inc.10-13-2016
Richard Kenneth WiethornWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.09-10-2015
Joseph Mahoney DumserBB&T Securities, LLCFirst Citizens Investor Services, Inc.05-01-2015
Natalie Renee SmailesSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.03-24-2015
Jack Christopher Walsh Sr.Ameriprise Financial Services, Inc.First Citizens Investor Services, Inc.$5012-12-2014
Chasty Laws BaileyNationwide Securities, LLCFirst Citizens Investor Services, Inc.11-22-2014
Rebecca Harris AveryWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$2510-21-2014
James Francis AustinBB&T Securities, LLCFirst Citizens Investor Services, Inc.$108-04-2014
Amy Jane HayesSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.07-10-2014
William Robert Wiggins IIWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$2506-27-2014
Elizabeth Dale StancilWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$104-01-2014
William Darden SmithTD Private Client Wealth LLCFirst Citizens Investor Services, Inc.01-15-2014
Stephen Thomas SnowWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$2511-08-2013
John Patrick AgerRaymond James Financial Services, Inc.First Citizens Investor Services, Inc.10-07-2013
Michael J.J. BryantSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.08-02-2013
Jonathan Alwyn FolleySunTrust Investment Services, Inc.First Citizens Investor Services, Inc.07-26-2013
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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