Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Brent Thomas PetersLPL Financial LLCINVEST Financial Corporation07-13-2016
Carrie Lynn BriarLPL Financial LLCINVEST Financial Corporation11-30-2009
Carson Skottowe WannamakerDixon Hughes Goodman Wealth Advisors LLCINVEST Financial Corporation08-18-2014
Chadwick M. MangumTransamerica Financial Advisors, IncINVEST Financial Corporation$2510-22-2014
Charles Michael TaylorCapital Synergy PartnersINVEST Financial Corporation01-03-2017
Charles Rex StricklandLincoln Financial Securities CorporationINVEST Financial Corporation$1006-27-2017
David Anthony RileyLPL Financial LLCINVEST Financial Corporation11-30-2009
David Wayne GrossnickleLPL Financial LLCINVEST Financial Corporation11-30-2009
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$1012-01-2017
Dolores M. LeinenbachLPL Financial LLCINVEST Financial Corporation11-30-2009
Donald Kent BilbreyLPL Financial LLCINVEST Financial Corporation$1001-18-2011
Donald Ray WoehlerLPL Financial LLCINVEST Financial Corporation$5011-30-2009
Elmer Leroy Vaughan Jr.LPL Financial LLCINVEST Financial Corporation$2501-18-2011
Erich William RaaschLPL Financial LLCINVEST Financial Corporation10-21-2009
Gloria Patterson DuboseLPL Financial LLCINVEST Financial Corporation12-14-2015
Gregory Herple CraineLPL Financial LLCINVEST Financial Corporation11-30-2009
Gregory Owen FrazierLPL Financial LLCINVEST Financial Corporation11-30-2009
Jaisuk KimLPL Financial LLCINVEST Financial Corporation11-30-2009
James A. HalschKestra Investment Services, LLCINVEST Financial Corporation$2502-02-2015
James Dennis MartinLPL Financial LLCINVEST Financial Corporation02-18-2009
James Edward ZbachLPL Financial LLCINVEST Financial Corporation03-03-2009
James Matthew CrawfordRoyal Alliance Associates, Inc.INVEST Financial Corporation12-17-2013
Jeffrey William MilneCapital Synergy PartnersINVEST Financial Corporation$1007-21-2016
John Aaron BoudreauxLPL Financial LLCINVEST Financial Corporation11-11-2011
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.