Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Carrie Lynn BriarLPL Financial LLCINVEST Financial Corporation11-30-2009
Charles Michael TaylorCapital Synergy PartnersINVEST Financial Corporation01-03-2017
David Anthony RileyLPL Financial LLCINVEST Financial Corporation11-30-2009
David Wayne GrossnickleLPL Financial LLCINVEST Financial Corporation11-30-2009
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$1012-01-2017
Donald Kent BilbreyLPL Financial LLCINVEST Financial Corporation$1001-18-2011
Donald Ray WoehlerLPL Financial LLCINVEST Financial Corporation11-30-2009
Erich William RaaschLPL Financial LLCINVEST Financial Corporation10-21-2009
Gloria Patterson DuboseLPL Financial LLCINVEST Financial Corporation12-14-2015
Gregory Herple CraineLPL Financial LLCINVEST Financial Corporation11-30-2009
Jaisuk KimLPL Financial LLCINVEST Financial Corporation11-30-2009
James Edward ZbachLPL Financial LLCINVEST Financial Corporation03-03-2009
James Francis KmecLPL Financial LLCINVEST Financial Corporation02-14-2018
James Matthew CrawfordRoyal Alliance Associates, Inc.INVEST Financial Corporation12-17-2013
Jeffrey Brent JoyceLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey Chad MuriLPL Financial LLCINVEST Financial Corporation02-14-2018
John Patrick WelpLPL Financial LLCINVEST Financial Corporation11-30-2009
Joseph Byron CollinsLPL Financial LLCINVEST Financial Corporation11-30-2009
Joseph William Jones IIILPL Financial LLCINVEST Financial Corporation11-30-2009
Kenneth Joseph EllspermannLPL Financial LLCINVEST Financial Corporation11-30-2009
Kimberly Sue VollmanLPL Financial LLCINVEST Financial Corporation11-30-2009
Kyle Joseph ElliottLPL Financial LLCINVEST Financial Corporation08-10-2009
Larry Joseph GregurashLPL Financial LLCINVEST Financial Corporation11-30-2009
Manuel Calderon Jr.LPL Financial LLCINVEST Financial Corporation11-09-2015
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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