Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation10-11-2017
Charles Michael TaylorCapital Synergy PartnersINVEST Financial Corporation01-03-2017
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation12-01-2017
Jonathon Christopher SchultheissKestra Investment Services, LLCINVEST Financial Corporation$6002-02-2015
Michael Todd BrownOlde Towne Financial Management Co.INVEST Financial Corporation$5006-28-2017
Roy Sherwood GreerKestra Investment Services, LLCINVEST Financial Corporation$6302-02-2015
Tammy Collins BarbeeSorrento Pacific Financial, LLCINVEST Financial Corporation05-01-2013
Terrance DonoghueLPL Financial LLCINVEST Financial Corporation$5010-04-2016
Terrence Lyman DonoghueLPL Financial LLCINVEST Financial Corporation10-03-2016
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation10-19-2017

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.