Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee HarrisMorgan StanleyJ.P. Morgan Securities LLC$5003-04-2013
Corliss MonteroTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-13-2016
Danielle Carletta AlcideTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC01-05-2016
Diana VillegasBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Lisa Marie MirabellaMorgan StanleyJ.P. Morgan Securities LLC$2510-26-2012
Nicholas M LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
Ryan Christopher BrownTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-14-2015
Shawn Anthony Polk JrTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-22-2014
Thomas Andrew McleanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-12-2017

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.