Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Texie B NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Ralph E Hughes IITD Ameritrade Investment Management, LLCLPL Financial LLC01-22-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Todd Everett TimmermanRPA Financial, LLCLPL Financial LLC10-01-2018
Dana S. BranhamVALIC Financial Advisors, Inc.LPL Financial LLC09-24-2018
Joseph Nicholas Grabar IIIFortress Private Ledger, LLCLPL Financial LLC$2608-16-2018
Shanua Allen JooPensionmark Securities, LLCLPL Financial LLC05-15-2018
Stephen Donald CampbellPruco Securities, LLC.LPL Financial LLC$103-19-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Julie Kathleen BenitzRaymond James Financial Services, Inc.LPL Financial LLC12-12-2017
Paul Edward BrownIndependent Advisor Alliance, LLCLPL Financial LLC11-15-2017
Helen Porter ThorpRaymond James Financial Services, Inc.LPL Financial LLC11-13-2017
Angela Taylor EddinsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Debra Anne PittsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Dwayne Mccord DeatherageRaymond James Financial Services, Inc.LPL Financial LLC$10011-09-2017
James Albert Drum Jr.Raymond James Financial Services, Inc.LPL Financial LLC$111-09-2017
James Troy DeversRaymond James Financial Services, Inc.LPL Financial LLC$15011-09-2017
Renee Perry EnglishRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Stanley Royce SmithRaymond James Financial Services, Inc.LPL Financial LLC$2511-09-2017
Suzette Lee McintyreRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Lauren Graham WilliamsMutual Securities, Inc.LPL Financial LLC11-02-2017
Justin Brand WolfeCambridge Investment Research, Inc.LPL Financial LLC$2510-12-2017
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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