Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Justin Andrew SoumaBenjamin F. Edwards & Company, Inc.LPL Financial LLC03-16-2015
Dennis Wayne ShidlerBrokers International Financial Services, LLC.LPL Financial LLC$5008-18-2011
Justin Brand WolfeCambridge Investment Research, Inc.LPL Financial LLC$2510-12-2017
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
James Richard CulbersonCambridge Investment Research, Inc.LPL Financial LLC10-03-2014
Joseph Dewey JacksonCape Fear Securities, Inc.LPL Financial LLC$5005-29-2013
Gavin Marshall LangleyCapital Investment Group, Inc.LPL Financial LLC09-06-2013
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Kelly Suzanne LuckhausEdward JonesLPL Financial LLC08-18-2017
Dustin Mychael Van WeerdhuizenEdward JonesLPL Financial LLC10-21-2016
Liam Brian JohnsonFirst Allied Securities, Inc.LPL Financial LLC08-17-2016
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC$5003-21-2018
Christopher H. BettisFirst Citizens Investor Services, Inc.LPL Financial LLC09-14-2016
Joseph Nicholas Grabar IIIFortress Private Ledger, LLCLPL Financial LLC$2608-16-2018
Christopher Joseph GureFortress Private Ledger, LLCLPL Financial LLC08-16-2018
David ReidFounders Financial Securities LLCLPL Financial LLC$5010-15-2015
Thomas Christopher KempFTB Advisors, Inc.LPL Financial LLC06-27-2016
Joseph Libero Pitea Jr.H. Beck, Inc.LPL Financial LLC11-20-2013
Benjamin Chadwick SummersIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
David Scott RaudmanIFP Securities, LLCLPL Financial LLC05-23-2019
Paul Edward BrownIndependent Advisor Alliance, LLCLPL Financial LLC11-15-2017
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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