Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward DeffinbaughRBC Capital Markets, LLCLPL Financial LLC02-27-2009
Laura Elizabeth RadkoFidelity Brokerage Services LLCLPL Financial LLC11-02-2009
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Tod Andrew DrurySunTrust Investment Services, Inc.LPL Financial LLC04-29-2010
Jean Pierre MasseMasse, J. PierreLPL Financial LLC$1007-25-2011
Dennis Wayne ShidlerBrokers International Financial Services, LLC.LPL Financial LLC08-18-2011
Kirk Eric SmithRaymond James Financial Services, Inc.LPL Financial LLC$5010-31-2011
Hassan KaoussMorgan StanleyLPL Financial LLC$2511-01-2011
Walter Ray LasleyNTB Financial CorporationLPL Financial LLC$15001-06-2012
Harry Clinton Thompson JrWells Fargo Clearing Services, LLCLPL Financial LLC11-12-2012
Paul Matthew FlanneryWells Fargo Clearing Services, LLCLPL Financial LLC11-20-2012
John Max Henderlite JrVoya Financial Advisors, Inc.LPL Financial LLC$5011-28-2012
Audra Webb LubawskiInfinex Investments, Inc.LPL Financial LLC$5002-19-2013
Robert Andrew Hardin SrInfinex Investments, Inc.LPL Financial LLC02-19-2013
David R PierceInfinex Investments, Inc.LPL Financial LLC$5002-19-2013
Jason N MooreE*TRADE Securities LLCLPL Financial LLC04-29-2013
Brian Richard SenatoreTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC05-01-2013
William Stark McNeer IIIPrivate Advisor Group, LLCLPL Financial LLC05-08-2013
Kristopher James BurnhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-23-2013
Joseph Dewey JacksonCape Fear Securities, Inc.LPL Financial LLC$5005-29-2013
Gavin Marshall LangleyCapital Investment Group, Inc.LPL Financial LLC09-06-2013
Terry Wiles Ryan SmithRaymond JamesLPL Financial LLC$14610-31-2013
Terence Charles WilesRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2013
Stephanie Williams GuanziniLincoln Financial Securities CorporationLPL Financial LLC11-15-2013
Kimberley Ann PalladinoSunTrust Investment Services, Inc.LPL Financial LLC$1,00012-03-2013
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.