Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Paul MorrisonWells Fargo Clearing Services, LLCLPL Financial LLC07-15-2015
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Alexander Munib RichaniScottrade, Inc.LPL Financial LLC03-30-2017
Amelia Justice HarmonPNC InvestmentsLPL Financial LLC12-02-2016
Andreena Jo-Lynn MossPrincipal Securities, Inc.LPL Financial LLC11-24-2014
Angela Sue DiehlCape Fear Securities, Inc.LPL Financial LLC04-29-2013
Angela Taylor EddinsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Ann Benjamin ZurawZuraw Financial Advisors, LLCLPL Financial LLC$5012-16-2014
Anthony J ZilliInnovation Partners LLCLPL Financial LLC11-20-2019
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Arnold Alex RosalesPNC InvestmentsLPL Financial LLC08-19-2014
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Benjamin Asher LincolnRedwood Wealth Management, LLCLPL Financial LLC$10011-19-2014
Billy Ray Simmons IIBB&T Investment Services, Inc.LPL Financial LLC05-05-2017
Bradford D. BurlinghamParsec Financial Management, IncLPL Financial LLC01-02-2018
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Brandon Wyatt HainesTriad Advisors LLCLPL Financial LLC$5011-17-2014
Brenda B. FosterInfinex Investments, Inc.LPL Financial LLC01-20-2015
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Brian Patrick FlemingPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5012-22-2010
Brian Richard SenatoreTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC05-01-2013
Bridget Eileen MitchellCapFinancial Securities, LLC.LPL Financial LLC$28701-30-2017
Bruce Anthony RichardsonLPL Financial LLCLPL Financial LLC12-20-2013
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.