Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Judson Carpenter Jr.Allstate Financial Services, LLCLPL Financial LLC$15006-27-2019
Angela Taylor EddinsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Ann Benjamin ZurawZuraw Financial Advisors, LLCLPL Financial LLC12-16-2014
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Benjamin Asher LincolnRedwood Wealth Management, LLCLPL Financial LLC11-19-2014
Benjamin Chadwick SummersIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
Brandon Michael RogersCambridge Investment Research, Inc.LPL Financial LLC03-15-2017
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Brandon Wyatt HainesTriad Hybrid Solutions, LLCLPL Financial LLC11-17-2014
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Christopher H. BettisFirst Citizens Investor Services, Inc.LPL Financial LLC09-14-2016
Christopher Joseph GureFortress Private Ledger, LLCLPL Financial LLC08-16-2018
Christopher Lee GrayPNC InvestmentsLPL Financial LLC05-13-2015
David Andrew WardWells Fargo Clearing Services, LLCLPL Financial LLC$2507-14-2016
David ReidFounders Financial Securities LLCLPL Financial LLC$5010-15-2015
David Scott RaudmanIFP Securities, LLCLPL Financial LLC05-23-2019
Dean Robert KoenigInnovation Partners LLCLPL Financial LLC$2508-12-2016
Debra Anne PittsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Dennis Wayne ShidlerBrokers International Financial Services, LLC.LPL Financial LLC$5008-18-2011
Dustin Mychael Van WeerdhuizenEdward JonesLPL Financial LLC10-21-2016
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC$5003-21-2018
Dwayne Mccord DeatherageRaymond James Financial Services, Inc.LPL Financial LLC$10011-09-2017
Emily Joann BlackwellRaymond James Financial Services, Inc.LPL Financial LLC07-10-2017
Enroy Steven HylesVoya Financial Advisors, Inc.LPL Financial LLC$10007-11-2012
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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