Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Vaughan CagleProEquities, Inc.Lincoln Financial Securities Corporation01-07-2020
W Edward Hege IiiLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
Perry Gray HudspethLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
William Lee BriggsLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
William Edward Hege IVLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
Randall Hugh RichardLPL Financial LLCLincoln Financial Securities Corporation$5010-18-2019
Rondol Lee DavidsonLPL Financial LLCLincoln Financial Securities Corporation09-19-2019
John Eldridge Parham JrLPL Financial LLCLincoln Financial Securities Corporation04-26-2019
Harry Edward OConnerLPL Financial LLCLincoln Financial Securities Corporation$5004-26-2019
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation03-18-2019
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
William Chad HornerCambridge Investment Research, Inc.Lincoln Financial Securities Corporation10-19-2018
Raymond Moore Christopher Moore Joseph Tuck Ashwin SharmaLPL Financial LLCLincoln Financial Securities Corporation$20009-13-2018
Alvonzo Timothy GibbsPruco Securities, LLC.Lincoln Financial Securities Corporation05-16-2018
Christopher Paul VasquesLPL Financial LLCLincoln Financial Securities Corporation$13901-19-2018
Michael Roberto NunezLPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Weldon Clair Britton JrGWN Securities Inc.Lincoln Financial Securities Corporation01-16-2018
Bernard Thomas KingProEquities, Inc.Lincoln Financial Securities Corporation09-14-2017
Steven Craig SovdeCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$5009-06-2017
Kenneth Rell DavisProEquities, Inc.Lincoln Financial Securities Corporation08-31-2017
William Reed PickeringProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Jeffrey Michael RaxlinInfinex Investments, Inc.Lincoln Financial Securities Corporation04-17-2017
Ashby Morris Cook JrSecurities America, Inc.Lincoln Financial Securities Corporation12-16-2015
Tom Person Bardin JrEquitable Advisors, LLCLincoln Financial Securities Corporation$1105-19-2015
Todd CurryIndependent Advisor Alliance, LLCLincoln Financial Securities Corporation$6504-20-2015
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.