Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Gray HudspethLPL Financial LLCLincoln Financial Securities Corporation$10010-21-2019
William Edward Hege IVLPL Financial LLCLincoln Financial Securities Corporation$10010-21-2019
William Edward Hege IIILPL Financial LLCLincoln Financial Securities Corporation10-21-2019
William Lee BriggsLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
Randall Hugh RichardLPL Financial LLCLincoln Financial Securities Corporation$50010-18-2019
Rondol Lee DavidsonLPL Financial LLCLincoln Financial Securities Corporation$25009-19-2019
Harry Edward O'ConnerLPL Financial LLCLincoln Financial Securities Corporation$50004-26-2019
George Mercurio PascucciCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$10003-18-2019
Leonard Joseph BreckenBrecken Capital Advisors, LLCLincoln Financial Securities Corporation03-01-2019
Alvonzo Timothy GibbsPruco Securities, LLC.Lincoln Financial Securities Corporation05-16-2018
Alva Lewis GrierProEquities, Inc.Lincoln Financial Securities Corporation$50001-29-2018
Christopher Paul VasquesLPL Financial LLCLincoln Financial Securities Corporation$13901-19-2018
James Richard Lowe IILPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Michael Roberto NunezLPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Weldon Clair Britton Jr.GWN Securities Inc.Lincoln Financial Securities Corporation$10001-16-2018
Bernard Thomas KingProEquities, Inc.Lincoln Financial Securities Corporation$50009-14-2017
Steven Craig SovdeCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$10009-06-2017
Kenneth Rell DavisProEquities, Inc.Lincoln Financial Securities Corporation$24008-31-2017
William Reed PickeringProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Laura C CollinsGradient Investments, LLCLincoln Financial Securities Corporation01-25-2016
Ashby Morris Cook Jr.Securities America, Inc.Lincoln Financial Securities Corporation$10012-16-2015
Irma K ChriscoeAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation$25006-26-2015
Tom Person Bardin Jr.AXA Advisors, LLCLincoln Financial Securities Corporation$10005-19-2015
Lemuel Weyher Kornegay IIIMoney Concepts Capital CorpLincoln Financial Securities Corporation$50003-09-2015
Ryan Christopher WhitleyWaddell & ReedLincoln Financial Securities Corporation12-18-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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