Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
William Scott StandenPrincipal Securities, Inc.MML Investors Services, LLC$102-14-2019
Joseph York HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Laird W HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
Ian BloomOpen World Financial Life PlanningMML Investors Services, LLC08-22-2018
Samuel Stenger RenkenPark Avenue Securities LLCMML Investors Services, LLC08-17-2018
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
James Ronald SchreiberSecurian Financial Services, Inc.MML Investors Services, LLC03-08-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Andrew Richard MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Marcel DiazPNC InvestmentsMML Investors Services, LLC12-05-2017
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC$111-20-2017
Andrew P KingSignator Investors, Inc.MML Investors Services, LLC08-04-2017
Donald Grey Beard Jr.Securities America, Inc.MML Investors Services, LLC$107-31-2017
Frances Anne WorthingtonEquity Services, Inc.MML Investors Services, LLC07-25-2017
Rebecca Crouse LanghoffLPL Financial LLCMML Investors Services, LLC06-21-2017
Reginald Ray RandolphCapital Investment Group, Inc.MML Investors Services, LLC05-24-2017
Curtis Randall ByrdFulbright Financial Consulting, PAMML Investors Services, LLC03-30-2017
Jeffrey Charles GravesHornor, Townsend & Kent, LLCMML Investors Services, LLC02-09-2017
Christopher Allen RhyneWoodbury Financial Services, Inc.MML Investors Services, LLC$1010-14-2016
Mark Angus JudsonPrincipal Securities, Inc.MML Investors Services, LLC09-20-2016
John Albert AmickHornor, Townsend & Kent, LLCMML Investors Services, LLC07-05-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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