Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC$10011-20-2017
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Walter Paul ShoczolekAvantax Investment Services, Inc.MML Investors Services, LLC01-28-2015
Anup A DesaiAvantax Investment Services, Inc.MML Investors Services, LLC11-07-2011
Daniel VermilyaBB&T Investment Services, Inc.MML Investors Services, LLC02-14-2014
Benjamin GallowayBB&T Investment Services, Inc.MML Investors Services, LLC07-11-2013
Charles Hutchinson Mccoy IIIBB&T Investment Services, Inc.MML Investors Services, LLC03-12-2013
Blake Armstead LewisBB&T Investment Services, Inc.MML Investors Services, LLC$50006-18-2012
Richard Paul Burchill Jr.Beacon Global Advisor Network, LLCMML Investors Services, LLC02-09-2018
Robert Francis PichaBSG AdvisersMML Investors Services, LLC09-26-2018
Laird W. HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
John Haywood Lyon Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Reginald Ray RandolphCapital Investment Group, Inc.MML Investors Services, LLC05-24-2017
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Denis Richard CurcioCetera Advisor Networks LLCMML Investors Services, LLC$10003-09-2010
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$50007-24-2018
Carla W. HookerCUSO Financial Services, L.P.MML Investors Services, LLC05-02-2017
Eric Howard RadinskyEdward JonesMML Investors Services, LLC$10010-25-2019
Chad Robert BarberEdward JonesMML Investors Services, LLC$25005-26-2009
Stuart Alexander GayEmerald Investment Partners, LLCMML Investors Services, LLC10-05-2018
Frances Anne WorthingtonEquity Services, Inc.MML Investors Services, LLC$25007-25-2017
Laura Ellen ToomerEquity Services, Inc.MML Investors Services, LLC04-10-2015
Dustin KoufmanFirst Horizon Advisors, Inc.MML Investors Services, LLC$10003-20-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.