Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Newman Alexander Townsend IIIFSC Securities CorporationMML Investors Services, LLC$1005-18-2009
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Steven B. HarrellLPL Financial LLCMML Investors Services, LLC02-01-2011
Anthony Andrew MontiniPark Avenue Securities LLCMML Investors Services, LLC02-03-2012
Michael Anthony ThompsonPark Avenue Securities LLCMML Investors Services, LLC$1002-06-2012
Buddy Dean CarterPark Avenue Securities LLCMML Investors Services, LLC04-02-2012
Michael G. SisneyLPL Financial LLCMML Investors Services, LLC$1008-09-2012
Thomas Joseph VorenbergInnovation Partners LLCMML Investors Services, LLC05-31-2013
David Barnett GoldfarbInnovation Partners LLCMML Investors Services, LLC06-03-2013
Robert Henry DarntonInnovation Partners LLCMML Investors Services, LLC06-11-2013
William Park DavidsonPark Wealth Management, LLCMML Investors Services, LLC01-24-2014
Steven Michael WhiteInnovation Partners LLCMML Investors Services, LLC$2503-03-2014
John Andrew BlyProEquities, Inc.MML Investors Services, LLC12-01-2014
Walter Paul ShoczolekHD Vest Investment ServicesMML Investors Services, LLC01-28-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Timothy Clay Ebert, Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Carol Lynn HalweilWells Fargo Clearing Services, LLCMML Investors Services, LLC02-24-2016
Christopher Allen RhyneWoodbury Financial Services, Inc.MML Investors Services, LLC$1010-14-2016
Donald Grey Beard Jr.Securities America, Inc.MML Investors Services, LLC$1007-31-2017
Misty Leigh Leighton PetrosinoPark Avenue Securities LLCMML Investors Services, LLC07-31-2017
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC11-20-2017
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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