Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Newman Alexander Townsend IIIFSC Securities CorporationMML Investors Services, LLC05-18-2009
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Marilyn Suzanne BrennanTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC03-08-2010
Tony A MontiniPark Avenue Securities LLCMML Investors Services, LLC02-03-2012
Michael A ThompsonPark Avenue Securities LLCMML Investors Services, LLC$15002-06-2012
Buddy D CarterPark Avenue Securities LLCMML Investors Services, LLC04-02-2012
Michael Robert BakerWoodbury Financial Services, Inc.MML Investors Services, LLC07-20-2012
Todd Andrew RoseSecurities America, Inc.MML Investors Services, LLC$2510-24-2013
William Park DavidsonPark Wealth Management, LLCMML Investors Services, LLC01-24-2014
Charles Thorn CampbellKestra Investment Services, LLCMML Investors Services, LLC04-03-2014
Chelse Nieri StevensFidelity Brokerage Services LLCMML Investors Services, LLC06-20-2014
Walter Paul ShoczolekAvantax Investment Services, Inc.MML Investors Services, LLC01-28-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Timothy Clay EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Kate Bridget Spry MacarthurTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC09-09-2015
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Michael D BobowskiSecurities America, Inc.MML Investors Services, LLC02-10-2016
Christopher Allen RhyneWoodbury Financial Services, Inc.MML Investors Services, LLC10-14-2016
Dustin KoufmanFirst Horizon Advisors, Inc.MML Investors Services, LLC$1003-20-2017
Carla Wickline HookerCUSO Financial Services, L.P.MML Investors Services, LLC05-02-2017
Matthew Alan MoyzisVanguard Marketing CorporationMML Investors Services, LLC06-22-2017
Donald Grey Beard JrSecurities America, Inc.MML Investors Services, LLC07-31-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.