Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Jackman NolanOmniStar Financial Group, Inc.MML Investors Services, LLC05-21-2020
Andrea HardyPrincipal Securities, Inc.MML Investors Services, LLC11-06-2019
Andrew R MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Buddy D CarterPark Avenue Securities LLCMML Investors Services, LLC04-02-2012
Carla Wickline HookerCUSO Financial Services, L.P.MML Investors Services, LLC05-02-2017
Charles Thorn CampbellKestra Investment Services, LLCMML Investors Services, LLC04-03-2014
Chelse Nieri StevensFidelity Brokerage Services LLCMML Investors Services, LLC06-20-2014
Christopher Allen RhyneWoodbury Financial Services, Inc.MML Investors Services, LLC10-14-2016
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Donald Grey Beard JrSecurities America, Inc.MML Investors Services, LLC07-31-2017
Dustin KoufmanFirst Horizon Advisors, Inc.MML Investors Services, LLC$1003-20-2017
Eric RadinskyEdward JonesMML Investors Services, LLC10-25-2019
Hillary Anne KesslerAlphaStar Capital Management, LLCMML Investors Services, LLC04-09-2020
Ian BloomOpen World Financial Life PlanningMML Investors Services, LLC08-22-2018
Jason Daniel GranthamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-10-2017
John Haywood Lyon JrCambridge Investment Research, Inc.MML Investors Services, LLC02-05-2018
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Kate Bridget Spry MacarthurTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC09-09-2015
Keith Raymond BahamVerity Investments, Inc.MML Investors Services, LLC01-28-2020
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Laird W HepburnBSG AdvisersMML Investors Services, LLC09-26-2018
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Marilyn Suzanne BrennanTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC03-08-2010
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC07-24-2018
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.