Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Thomas NelmsBankers Life Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Lesia Lynn Marino-BrolinsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Brett R StonerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-11-2020
Mark Raymond BrackettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-15-2020
James B SessomsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-15-2020
Victor Ernest BrunoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2020
Bruce Arnold Chappell JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-04-2020
Jennifer Thompson SantanielloStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2020
Meg Michelle GeorgeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
Timothy Michael HealyCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2020
Brenda Munsell LambertFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2020
John Steven HolderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Kristopher L ByrdCapFinancial Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2020
Julie FoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Ronald Eugene BrysonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Holly Marie GiacoboneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2020
Gregory Alan CashUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Laura KilletteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
R Mitchell WickhamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Ray Marshall Evans IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-17-2020
Lincoln Taylor SteelmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
John North MooreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Emily M DannenhofferUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Mahogany MohammedFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.