Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leca Bradley HarrisAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2015
Kevin Michael GodfreyAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-22-2010
John Stuart WatlingtonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Jon M NarducciAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-23-2015
James Lawrence ShoemakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2011
William Adona BagbyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2009
Sara HomsiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Edwin WarrenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Scott Allen TilleyBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2018
Michael Paul BishBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Gregory Mark HudsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Randall Scott WestBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-29-2017
Brock Eugene HimanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2016
William Merrick SemansBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2015
Scott Montgomery Webb ShookBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-06-2014
Thomas Ronald RouseBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-06-2014
Carlo Walter OldaniBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-10-2013
Brett Michael CovertBrightworth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Sanjay ShahCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2014
O'Neal McCall Jr.Cambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
William F. LyleCapFinancial Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2015
Bowman James NicholsonCapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Charles William Pendergraft IICapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-13-2011
Robert Marc McKoyCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-03-2014
Angelia Clements KingCapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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