Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis Gold Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-12-2009
Michael Charles PearsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
William Paul PattersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Don Matthew WebbWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Russell Emmett Davenport Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
James Hamilton Kyle IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Kristen D MontgomeryCarolinas Investment Consulting LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-27-2009
Terry Lee BeattieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-29-2009
Michael Sean SpainhourJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3501-30-2009
James Riley McCulleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
William Scott PolandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Jeffery W. HwangProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2009
Arthur Wiley WinsteadDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Brian James CoghillDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Brian Edward WinsteadDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Ryan Verne GloverTarheel Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Walter Armstrong HinsonTarheel Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
David Reid DoyleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-12-2009
Matthew Francis HealyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2009
Hseng Wei HsiangAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Suzette Lee McIntyreMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Raymond Hugh Wilcox Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Michael Troy RoweWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Joseph Yates SpruillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Allen M. JohnsonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.